Eurasia, Lecture 1: R. James Ferguson © 2003

INTR13-304 & INTR71/72-304, The Department of International Relations, SHSS, Bond University, Queensland, Australia 

Lecture 12:

Prospects for Eurasia -

Avenues Out of Crisis: Global Imperatives for a Stable Eurasia

Topics: -

1. Making Sensible Statements About the Future

2. International Problems Caused by Failures in Eurasian Globalisation

3. Leverage on the Eurasian Future

4. Key Problems for the Eurasian Process

5. Bibliography in Further Reading

 

1. Making Sensible Statements About the Future

When people make meaningful statements about the future, this can be based on a wide range of factors. In general, such statements, when they are not merely guessing, tend to be based on one or more of the following: -

A. A knowledge of the history of a nation, region or culture, and long term trends, which might impact upon change. These factors are important where culture and identity come into play. For example, any analysis of Russian efforts to be a 'great European nation' since the 17th century will suggest that it will not abandon such a status readily in the 21st century (see lectures 1-2). Although history never repeats itself exactly, the analysis of certain events in the past does allow us to learn about some of the sociological factors which correlate with crucial changes in national development and international affairs. Thus a good knowledge of the course of the industrial revolution in Europe will signal us to look for certain trends that might accompany much later industrial and information revolutions in parts of Asia. As the base of the wealth of a country moves from agriculture to industrial production you can expect things like greater urbanisation, migration into cities, fast and often uncontrolled urban growth, ecological impacts on city regions, greater vulnerability to trade and international markets, and demographic shifts ultimately leading to smaller nuclear families. Similar trends are influencing China today, and more selectively parts of Central Asia. Likewise, increased industrialisation leads to greater needs for energy resources, which can radically change external dependencies. Thus China, though having its own large oil reserves, has begun to import oil through 1996-1999, and by late 1998 tried to seriously reduce this external dependence. This was done in part by extensive development in its Xinjiang region and by heavy investment in Kazakhstan designed in the future to access Central Asian oil fields (Jaffe & Manning 1998, p124). More recently, major gas pipelines from Russian fields direct to northern Chinese population areas have been projected as a key requirement for meeting PRC's growing energy needs. This could be based on a $1.7 billion pipeline that would take oil direct from east Siberia into northeast China, possibly boosting bilateral trade to $35 billion over a six year period (Pipeline & Gas Journal 2002). Along with the demand for oil and gas from other nations, this increases the strategic significance of the reserves in Central Asia and Siberia.

In general, this approach can be summarised as drawing the bow, i.e. the further back you draw the bow and know more about the past (an idea developed by Buckminster Fuller), the longer the trends of transformation you might be able to pick up, e.g. climatic, cultural and civilisation trends (insights also developed through the French Annales School of history, which analyse a wide range of economic and social data to develop insight about long-term cycles of development, see for example McNeill 2001). For example, some would see the shift of economic power back to East Asia simply as a return to the status quo which was disturbed by unusual European technological, industrial and military growth during the 18th-19th centuries. It is this recognition that partly explains strong European engagement in the ASEM process, i.e. the recognition that regardless of short-term crises, East Asian economies will continue to expand. Likewise, the creation of a 'New Silk Road' linking all of Central Asia to East Asia could greatly improve the economic viability of the entire region and create a new shift of power if combined with European or East Asian initiatives. The key here is engagement, even with potential competitors, to ensure that both political influence and a certain sharing of economic growth occurs.

B. A detailed knowledge of current trends, economic and resource factors, political leadership and its ideology, which gives you a sense of the conditions affecting a country or region, and the type of decisions that might affect it in the near future. This is the approach used by most political, international relations, and economic policy analysis. Here a wide range of indicators, including economic and institutional factors, can often be combined with some sort of general model to predict likely behaviour within a political or social system in the near future. This can be based both on an analysis of political culture and patterns of decision-making. For example, the trends within the Chinese Communist Party over the last decade has been for a certain inertia to carry over from the death (or stepping down) of one party leader to the next leadership. Here political continuity and stability are emphasised, largely in fear of the kind of convulsions which civil war, warlordism and the cultural revolution have imposed on China in the 20th Century. On this basis, one might observe that upon the death of Deng Xiaoping, the following leadership (Jiang Zemin and Zhu Rongji) soon developed their own core of political power, going beyond the theoretical restraints of collective leadership (Cavey 1997; Jiang 1997). Jiang Zemin then sought a peaceful transition to a new leadership through 2002-2003, based on the leadership Hu Jintao, but it will take time to see whether this new group will move beyond the policy lines set up by Jiang and the 'old guard'. President Hu has taken a few steps that might indicate new opportunities: his administration has tentatively opened dialogue with the Dalai Lama (see lecture 5), and he has spoken of the need to accelerate development in the regions with ethnic minorities within China, though this may be tied to security concerns as well (Xinhua 2003a). This approach uses a knowledge of current trends and the political culture of nation, combined with a knowledge of the stated intent of political actors, i.e. the stated and covert aims of nations, governments, leaders, elites, and other groups. The management of continued economic growth, the handling of the Taiwan issue, and how China manages the new strategic environment of Eurasia with the U.S. led interventions of 2001-2003 (see for example Malik 2002), could make or break this new leadership. It is clear, however, that the trend towards Chinese integration is being strongly maintained by the PRC leadership. Engagement of Russia and Central Asia remains a crucial part of China's targets for economic growth and stabilised western frontiers. The PRC hopes this can be translated into more balanced development for several Western provinces and regions. Likewise, the political culture of Russia might make us suspect the President Putin will attempt to further centralise power, while at the same time apparently meeting some of the demands from the international community for more open governance. Early trends (Russia Today 2001) in the foisting of a new management on one of the few truly independent television stations in Russia, NTV, suggests that the media may remain manipulated by both government and business interests. Likewise, through 2001-2003, President Putin has sought to balance cooperation with the U.S. and EU with a trend towards maintaining a strong role in Central Asia and Eurasia as a whole. Whether this balancing act can be done effectively will in large measure determine the future recovery of Russia as a regional and global power. A major challenge has emerged for Russia in the U.S. and British decision to intervene in Iraq without a second round of UN Security Council mandates - this has both eroded their preference for the UNSC as a key decision-maker at the global level, as well as reduced their own relative power within the Middle East and adjacent areas in the Central Asia. On this basis Russia has forcefully urged that the UN should lead the humanitarian reconstruction of Iraq, a view not supported by the U.S. (Xinhua 2003b).

C. Another approach involves a wide range of techniques developed in the social sciences and strategic think tanks to try to give a more precise model of the future outcomes, and a rational for making new policies. These theories developed alongside the notion of rational actors choosing outcomes to gain maximum benefits in a competitive international environment. During the Cold War period, thinkers such as Herman Kahn developed this into a sophisticated, but at times overused, notion of Game Theory. Other techniques have been used to 'sample' the future. These included the Delphi technique, where a wide range of options are conceived of for the future, with experts giving probably ratings to each option. Another technique is called cross-impact analysis, where the influence of one discovery or event is assessed against other trends (these techniques are addressed in detail in the Prospects subject). This approach is often used informally in international relations, e.g. questions such as: 'What is the likely impact of NATO expansion to be on Russian military doctrine?' or 'What is the impact of NATO expansion on Russia-Ukraine relations?' Other mathematical techniques include extrapolation from current trends, i.e. forecasting, or explicit model building to simulate behaviour (see Wagar 1991), both used in the economic area with varying success. But both these last methods depend on a hidden assumption - that is the assumption of everything else being equal. In other words, the models can only relate to the variables coded into them, and everything else is assumed as having roughly equal negative and positive effects on the outcome. For example, it has been suggested that the U.S. coalition was somewhat surprised by the early Iraq move to guerrilla style tactics, using plain-cloths fighters and militias in urban area, perhaps because they had not game-played this option in preparation for the invasion of Iraq (for some of the implications, see Nolan 2003). If so, this indicates that even the best of gaming and modelling can make serious areas in human judgement if key options and variables are not factored in. To date, these proto-scientific methods tends to be heuristic: i.e. a sophisticated form of extrapolation on limited information that works better on statistical average or in assessing general trends rather than exact prediction of individual cases. Here one has to be careful of technobable, i.e. the belief that the more number crunching you have and the bigger computers you have, the more you can predict the future. It is wise to be cautious of futurehype, i.e. the tendency to accept authoritative prophecy as a fact, and therefore make it self-fulfilling (see Dublin 1989). For any complex or interesting behaviour, this has not yet been either practically or theoretically demonstrated. Chaos theory (see Guastello 1995), in particular, suggests that such complex interactions may be inherently impossible to predict in individual cases.

D. The system of belief and expectations is an important aspect of understanding change. In fact certain ideas about the future, even if held with no valid justification, can be very important in shaping the future. This is particularly true if an idea takes hold in the mind of a leader, in the values of an elite, or the expectations of an ethnic group or a people. For example, during the early period of the break-up of the former Yugoslavia, minority Serbian groups in Croatia were led to expect that the Croatians, with the negative past history of World War II extremism, would use the break the independence of the state of Croatia as an excuse to kill off or push out the Serbs. This was probably not a valid expectation at that time, but the idea was sufficient to create fear, for local Serb police forces to begin arming and cutting of their villages, and also provided a pretext for the entry of Serbian armed forced. Ironically, at this stage, the Croatian forces then had a good pretext to insulate or remove Serbians along their border territories. Here a false idea became a reality because of the way the idea was manipulated into an expectation. Likewise, a certain notion of fate or destiny can effect the way nations form: America had a certain view of its fate or 'manifest destiny' to take over the West and form the current expanse of the United States. Russian political leaders, likewise, may have a certain sense of destiny for the future of Russia as a great power. The extreme right-wing Russian nationalist Zhirinovsky, for example, argued that it will be Russia's destiny to rule Eurasia and extend her sphere of influence down through disintegrating states in Afghanistan and the Middle East to gain an exit into the Indian Ocean. Such a vision is extreme, but it forced former President Yeltsin and other more moderate Russian leaders to retain a certain degree of nationalism in their public policies and national platforms, thereby complicating relations with NATO through 1997-2000 (Antonenko 2000). President Putin can be seen to following this path of using nationalism and the image of a strong Russia to optimise his electoral support and bolster a strong Russian foreign policy. Beliefs, utopian visions and ideologies (like the dream of a world proletarian revolution, held by Lenin for a time), can shape the entire way nations plan for the future, develop resources, and force others to react in turn. Likewise, general attitudes, such as being a pessimist, or an optimist, a humanitarian or political realist, or a 'new-age person' or 'counter-culturalist' (see Wagar 1991), or one who fears instability and war in the future, can have a strong impact on how world affairs are interpreted. For example, if Russia continues to stress its Eurasian 'future' this will continue to enhance its engagement of the region, even if this turn more towards an economic penetration of Eurasia as distinct from a military-interventionist role (Eurasia Insight 2001). Particular national, foreign and regional policies are often based on such assumptions, ideologies, or orientations.

This means that the way we look at and predict the future has already had a large impact on the options open to us. In a sense, we have already begun to colonise the future by the way we look at it and think about our options(Giddens 1991). This means that different theories or world-order models will radically affect contingency planning, the allocation of resources, as well as national policies.

2. International Problems Caused by Failures in Eurasian Globalisation

Today, we will look at a simple scenario options, as well as looking at some key issues which will affect the future of Eurasia as a whole. As we have seen, although there is some kind of Eurasia process (Dawisha & Parrott 1994) underway, beginning to link this vast area. However, Eurasia is not yet an integrated region institutionally, nor even a super-region which is fully integrated into the global economy. This means, likewise, that any notion of a 'fourth region', linking the previously unstable areas of Eurasia and the Middle East is also very unlikely, in spite of the benefits of the creation of a next block during the next century (see Hanna 1993).

Rather, Eurasia has begun to emerge as an ongoing security complex, whereby problems in one country to sub-region readily spill across national boundaries into adjacent regions (Buzan 1983). Buzan argues that 'a security complex is defined as a group of states whose primary security concerns link together sufficiently closely that their national securities cannot realistically be considered apart from one another . . . Security complexes emphasise the interdependence of rivalry as well as that of shared interests' (Buzan in Ayoob 1999). This means that transboundary effects, e.g. refugees, legal and illegal migration, organised crime networks, smuggling of drugs and arms, money laundering, international terrorism, transnational ethnic and political affiliations, and regional environmental problems tend to be shared problems that no one country can effectively deal with. On this basis, these problems in the end might only be effectively dealt with by the emergence of a strong sense of regional cooperation, and in the long term perhaps by the emergence of a genuine 'regional society' (for this terminology, see Ayoob 1999). At present, none of the regional groupings, whether the CIS, the ECO, or the SCO can act as the effective basis, or even the leading agency, for such regional cooperation.

On this basis, 'hot spots' of conflict have had much wider implications at the regional. Tajikistan's civil war through the mid-1990s was a fearful example for all of Central Asia, Muslim militants in Uzbekistan (the IMU) were able to threaten nearby states, while ongoing problems in Afghanistan have serious implications for Central Asia, Russia, and South Asia (see lectures 4 and 10). Through 2003, changing power relations in Iraq have serious implications for Jordan, Iran, Turkey, Russia and for the future of the UN Security Council and US-European relations. Already, the Iraq intervention has caused new alignments: even as Turkey has begun to cooperate to a greater degree with the U.S. coalitions through April 2003, but it has also sought to enter into dialogue with Iran about the future of the region and the impact of the Kurdish role in the war against Iraq. At the same time, North Korea's effort to force another round of direct negotiations with the US has increased tensions in Northeast Asia as a whole, and may force Japan to rethink its security agenda (for earlier moves towards a more engaged foreign affairs and security policy for Japan, see Furuoka 2002; Singh 2002). On this basis, Eurasia as a whole looks far from stable. These issues have an impact on all adjacent regions, and on global politics itself.

External Resource: A Reason for Regional Cooperation - or Further Future Conflict?:

An Emerging Kurdish Zone within Iraq (March 2003), go to

http://www.washingtonpost.com/wp-srv/world/daily/graphics/kurd_033103.html

These immediate problems may rest on deeper economic, social, and development gaps, based on an incomplete and troubled interaction with the global system. Problems with this incomplete globalisation include: -

  1. It leaves a large segment of the world in relative poverty, which might correlate with the growth of radical political or religious movements, with civil wars, drug and other forms of smuggling, and for local conflicts which could spill over into adjacent regions. It now seems, for example, that about 55% of Armenians can be considered poor or impoverished (Khachatrian 2001), indicating worsening conditions in some areas, not improvements, since independence. There may well be a nexus between this relative poverty and a search towards alternative solutions politically, e.g. the recent trend for militant organisations to become a region-wide movements: -
  2. As the armies of Kyrgyzstan, Kazakhstan, Tajikistan and Uzbekistan brace for a third summer of fighting against the Islamic Movement of Uzbekistan (IMU), there are indications that the insurgency is broadening its appeal. Pressed by declining economic conditions and political repression, young men from across Central Asia are joining the ranks of the IMU. This trend suggests that the IMU is gradually developing into a pan-Central Asian movement. (Rashid 2001)

  3. A sustained period of poverty and political turmoil can lead to refugee and migration flows, as well as greater flows of legal and illegal migrants into the first world. This has already been seen with sustained refugee and labour flows out of Tajikistan, and more recently out of Afghanistan, even to remote countries such as Indonesia and Australia, a trend deepened through late 2001 and early 2002.
  4. Likewise, if the region is not properly integrated into regional and international political life and organisations, it could lead to local foci of power which are not always positive, e.g. the basis of the fear of undue Pakistani, Turkish, Iranian or Russian influence in the region. This might also correlate with continued border and ethnic disturbances in Afghanistan, Tajikistan and the Xinjiang region of China. Continued instability in Uzbekistan and Kyrgyzstan can also not be ruled out, including the possible shifting of opium growing into suitable areas of Central Asia (see lectures 4 and 10).
  5. Central Asia and Siberia have large 'planetary reserves' of oil, gas and strategic minerals. In the future 10-50 years these will become even more significant, and in some scenarios could lead to intensified competition or even resource wars of the future (see Klare 2002). Failure to ensure an open political and economic environment could therefore impact on the world economy, as well as exacerbate local conflicts over access to these resources. Here certain basic structural and diplomatic needs have not been achieved, e.g. there is no balanced vision of oil pipelines out of Central Asia meeting regional needs, nor yet complete agreement on the legal status and environmental management of the resources of the Caspian Sea (see Raczka 2000)., in spite of progress on this issue among most parties through 2002.
  6. Eurasia is indeed a heartland. It is adjacent to East Asia, South Asia, the Middle East and Western & Central Europe. Instability in this heartland, whether in Russia or Central Asia, would be of immediate and deep concern to any adjacent state, and indeed to all the great powers of the world. Thus Japan, China, Germany, France, Great Britain, India, Pakistan, Turkey, and the U.S. are all keen to see a stable,. cooperative Russian Federation and a stable Central Asia. Some efforts at stabilisation have begun, e.g. the Shanghai Five embracing China, Russia and three of the Central Asian states (now called the Shanghai Co-operative Organisation or SCO, see Mamadshoyev 2000). Likewise, recent moves have begun to attempts to stabilise Georgia, in part through enhanced cooperation with Europe and NATO. This interconnectedness has been seen most clearly in Afghanistan, where through 2001-2002 instability, war and reconstruction has drawn in much of the region in different ways, including all of Central Asia, Pakistan, and even Turkey, who provided the new commander of international forces (the International Security Assistance Force, ISAF) in Kabul, as well as a contingent of 1,000 troops (Dymond 2002). Nonetheless, much will need to done to guarantee the reconstruction of Afghanistan so that it become a viable democratic state, while the management and reconstruction of Iraq may be even more challenging (both politically and economically).
  7. If Eurasian nations remain poor and weak, they will also continue to represent other kinds of low level security threats. Aside from refugees and organised crime issues, these include the inability to pay for environmentally clean industries, to clean up nuclear waste from the past (affecting the Sea of Japan, Russian industrial areas near Norway, as well as large sections of central Russia and Kazakhstan), limits in the ability to ensure the secure storage of nuclear material, the tendency to repair and then run old nuclear power stations, inability to sustain clean waters in the Aral, Caspian and Black Seas, and the inability to control border movement into adjacent regions. In the worst case, the Eurasian heartland could be an environmental and health time-bomb that begins to seriously affect adjacent regions in Europe and Asia, as well as affecting world climate through impact on regional the atmosphere and Arctic region as a whole. There would also be flow-on health effects, effects that have already been serious enough for the engagement of World Health Organisation (WHO) programs in the region of the Aral Sea. Wars, of course, have created straight forward humanitarian and health crises that need immediate funding: through late March 2003, the WHO estimated that Iraq need $325 million of emergency 'immediate health, nutrition, water and sanitation needs of the most vulnerable populations', within a larger humanitarian package targeted initially at $2.1 billion (WHO 2003a)
  8. Extreme political and religious reactions, whether reversion to authoritarian political parties or the spread of militant religious groups, could also result from continued marginalisation and poverty. Even small regional crises, such as the demand for a separate Chechen state, can embroil great powers such as Russia in long, drawn out disputes (see Cornell 1997). Though the region as a whole has retained some stability, there are signs of poor governance in some CIS states, intensified religious tensions in Central Asia, and a painful path for Iran as it begins slow internal reform, operating both under external western pressures and resistance from clerical conservatives within the country.

For all these reasons, the future of Eurasia remains of pressing concern to many global major international actors. However, the awareness of many of these regions remains minimal in many news media and in popular imagination. In some ways, major players such as the UN, the US, EU and groups such as the G8 can only play a strong role in the region as citizen groups, electorates, interest groups become more aware of the region as a whole and its significance. Long term engagement of Britain, Germany, the EU, and the US in the reconstruction of Afghanistan will in part be based on ongoing public awareness of Afghanistan to the entire region and its future stability. In this, Afghanistan provides a major test case for ability of the international community not just to intervene, but actually help reconstruct a peaceful order in Eurasia as a whole. The question of who should be the guiding agency for reconstructing Iraq, whether a UN-based group or a US-guided administration, will also be an important question for these players, determining relative degrees of influence in the region over the next decade. Likewise, though international agencies such as the OSCE, the IMF, the World Bank, UNESCO, and the World Health Organisation have been involved in reducing the severity of particular problems, this is far from a comprehensive program of stabilisation for the region as whole. Neither has a solid model of functional differentiation among organisations, nor subsidiarity (levels of organisation and task management) among stabilisation programs been well established. If not truly anarchic, this system still does not look like an emerging international community at either the regional or global levels.

3. Leverage on the Eurasian Future

What has become clear is that major states in the region are trying to manage political, economic and social crisis. Russia and Afghanistan, both in their own ways, have had to content with serious internal problems. Most of the Central Asian states are trying to promote economic stability to avoid future political crises internally. Any scenario must take into account these issues. Key levers can help access the state of play in Eurasia and think rationally about possible outcomes:

4. Key Problems for the Eurasian Process

At present, it seems that there are several key problems that need to be addressed if the Eurasian process is to have a positive local and international outcome. These key issues include: -

As we have seen, new moves through the late 1990s have begun to coordinate both Europe-Asia trade and relations (through the ASEM process), and the U.S. and EU did begin a new round of engagement in Afghanistan and to a lesser degree Central Asia (through 2001-2002). The question remains, however, whether this will be part of long-term stabilisation of the Eurasian zone, thereby ensuring greater stability throughout Europe and Asia, as well as promoting higher levels of global prosperity (through access to new resources and deepened markets) and supporting better regional governance. If so, in the long run Eurasia will be a source of civilisational stability and an opportunity for heightened international cooperation. A failure in the Eurasian process however, will set limits on Europe's eastern frontier as a peaceful zone, and undermine East Asian efforts to boost prosperity in a zone stretching from Mongolia down to Tibet and Yunnan. Likewise, regional stability will not be aided by the current round of war in Middle East, nor by a messy reconstruction process for Iraq, or the prospects of future interventions against Iran or North Korea. To build deep resilience in Eurasia, a concerned effort by the regional players and the international community will need to be made over the next two decades. Planning for this needs to commence immediately.

5. Bibliography in Further Reading

Further Reading

FIELD, Heather & DELLIOS, Rosita Strategic Powers in a Post-September 11, Post -American World: The European Union and China, Centre for East-West Cultural and Economic Studies, Research Paper no. 9, December 2002 [Bond University Library]

GLEASON, Gregory "Foreign Policy and Domestic Reform in Central Asia", Central Asian Survey, 20 no. 2, 2001, pp167-182 [Access BU Library catalogue]

KLARE, Michael Resource Wars: The New Landscape of Global Conflict, N.Y., Henry Holt and Company, 2002

LUONG, Pauline Jones & WINTHAL, Erika "New Friends, New Fears in Central Asia", Foreign Affairs; 81 no. 2, Mar/Apr 2002, pp61-70 [Access via BU Library]

TOLIPOV, Farkhod "Nationalism as a Geopolitical Phenomenon: the Central Asian Case", Central Asian Survey, 20 no. 2, 2001, pp183-194 [Access via BU Library Catalogue]

WALTON, Dale C. "Beyond China: The Geopolitics of Eastern Eurasia", Comparative Strategy, 21 no. 3, July-September 2002, pp203-213 [Access via Ebsco Database]

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Copyright R. James Ferguson 2003
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